Anonymised Anti-Money Laundering (AML) case studies, to assist members in reviewing AML policies and procedures, are available on our enforcement notices page – click here.

The practitioner ran a small general practice and also acted as nominee in IVAs conducted by another firm. Historically, they had not act as supervisor the IVA cases. The practitioner had now been asked to start taking supervisor appointments for the IVA practice, but would not be permanently based within the organisation conducting the day-to-day case administration. Were there any specific requirements for remote working arrangements?

You are unauthorized to view this page.