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Regulation

The IPA licenses and regulates Insolvency Practitioners across the UK, setting and enforcing their professional and ethical standards. From the Code of Ethics and Statements of Insolvency Practice (SIPs) to Anti-Money Laundering compliance, this section brings together the regulatory framework for the insolvency profession.

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IPA Sector Risk Assessment under Regulation 17

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Regulatory updates

The IPA issues guidance, notices and updates to keep members informed of changes to regulatory requirements and practice standards. All current and archived publications are available via the link below.
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IPA Consultation Response – Second Review of the Insolvency Rules 2016 (E&W) & 2018 (Scotland)
October 12, 2026
  • Technical Alerts
A new resource for the profession: HMRC Insolvency Practitioner Handbook
August 9, 2026
  • Regulation
Case law update
August 9, 2026
  • Case Law

Anti-Money Laundering (AML)

Anti-Money Laundering compliance is a statutory obligation for all insolvency practitioners. The IPA provides members with comprehensive guidance to support compliance with the Money Laundering Regulations 2017, including resources on risk assessment, suspicious activity reporting and the IPA’s supervisory responsibilities. 
General guidance
Understanding AML risk
Reporting suspicious activities
Case studies
The IPA as a supervisory authority
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Resources

The resources here cover the legislative framework, practice standards and ethical obligations that govern insolvency practice in the UK. All licensed practitioners are required to comply with them.
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Insolvency and Restructuring Law
The primary legislation governing insolvency practice in England and Wales, including the Insolvency Act 1986 and associated statutory instruments.
Statements of Insolvency Practice (SIPs)
SIPs set out the principles and essential procedures with which all licensed Insolvency Practitioners must comply, ensuring a consistent standard of practice across the profession.
Code of Ethics
The Code of Ethics sets out the principles and standards of professional conduct that all IPA members and licensed practitioners are required to uphold. 
Other Regulation & Guidance

You can find useful links to additional guidance issued by the IPA and other organisations on this page.

Regulatory processes

The IPA’s regulatory processes are  proportionate, transparent, and consistent. Information on how we monitor compliance, conduct inspections and handle complaints is available in the sections below. 
Regulatory processes
How we regulate
The IPA takes a risk-based approach to the monitoring and regulation of licensed practitioners, focusing on areas of highest risk to the public and the profession.
Preparing for an inspection
The IPA conducts periodic inspections of licensed practitioners. This section sets out what to expect from the inspection process and how practitioners can prepare effectively.
Complaints about IPs
The IPA has a formal process for handling complaints about the conduct of licensed practitioners. Information on how to raise a complaint and what happens next is here.
IPA Volume Provider Regulation Scheme

The IPA strongly believes that the Volume Provider Regulation Scheme, a first in the insolvency profession, will deliver lasting confidence in the personal debt solutions market.

Technical Publications

Technical Alerts
Technical Insights
The Technical Lead
View all Technical publications

Further information

For complaints, queries or general contact, the IPA team can help. Further information on how to reach us can be found below. 

Whistleblowing
Report concerns about the conduct of an IPA-regulated Insolvency Practitioner. The IPA treats all whistleblowing reports in confidence.
Raise a Concern about the IPA

The IPA is committed to handling all concerns about its conduct fairly, promptly and consistently. If you wish to complain about the IPA as an organisation, the steps involved and the options available can be found here.