Other Regulation & Guidance

Please find below some useful links to additional guidance issued by the IPA and other organisations:

Insolvency Guidance Papers (Control of Cases, Succession Planning, Bankruptcy the Family Home, Control of Accounting Records, Dealing with Complaints and Retention of Title)

New IPA Professional Indemnity Insurance Regulations – which apply to professional indemnity insurance policies commenced or renewed on or after 1st January 2024

(View the previous IPA Professional Indemnity Insurance Regulations here)

New IPA Professional Indemnity Insurance Guidance – in effect from 1st January 2024

(View the previous IPA Professional Indemnity Insurance Guidance here)

New IPA Client Money Regulations – in effect from 1st January 2024

New IPA Continuing Professional Development Guidance – in effect from 1st January 2024

Whistleblowing Policy

Whistleblowing Guidance

Data and Information Security Guidance

Guidance on GDPR

Dealing with Vulnerable Individuals Aide Memoire for Insolvency Practitioners

Vulnerable Insolvency Practitioner Policy

Paymex Guidance

Payment Protection Insurance (PPI)

Insolvency and Consumer Credit Advice

Treatment of Substantial Equity in PTDs

IVA Protocol

Guidance to the Financial Conduct Authority Policy Statement on ‘Debt Packagers: Feedback to CP23/5 and Final Rules’

Dear Insolvency Practitioner Archive Papers

The National Archives: How Insolvency Practitioners Can Rescue Archives