Anonymised Anti-Money Laundering (AML) case studies, to assist members in reviewing AML policies and procedures, are available on our enforcement notices page – click here.

Para 11 requires the disclosure to be circulated within ‘seven calendar days?. If for example, the transaction was completed at 4pm on a Monday, would the Regulators be happy with ‘the explanation? being issued to creditors on the following Monday (at the latest), or would they consider that to be out of time?

You are unauthorized to view this page.