Anonymised Anti-Money Laundering (AML) case studies, to assist members in reviewing AML policies and procedures, are available on our enforcement notices page – click here.

The practitioner had an existing advice client. The client’s company was considering a corporate procedure and the practitioner had been instructed to provide advice and assistance during pre-appointment stages. The appointment was to be taken by a partner in another office. The creditors had been consulted and were supportive. Did this create a conflict of interest?

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