Anonymised Anti-Money Laundering (AML) case studies, to assist members in reviewing AML policies and procedures, are available on our enforcement notices page – click here.

The practitioner had submitted adverse director disqualifications, resulting in 2 directors receiving disqualification orders. The practitioner had subsequently been advised that criminal proceedings were to be instigated and had been asked to act as a witness. The practitioner was reluctant to be a witness, given the nature of the individuals concerned. Was the practitioner required to cooperate in the criminal proceedings?

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