Anonymised Anti-Money Laundering (AML) case studies, to assist members in reviewing AML policies and procedures, are available on our enforcement notices page – click here.

The practitioner was to be appointed successor IP on a number of cases where the outgoing office holder was retiring. Their understanding of the IP Regs was that they should bond for the value of the funds in the estate account, plus any further assets yet to be realised. Was this correct?

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