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Transfer of appointments
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Just a reminder that where there is a transfer of an appointment to you (not a hostile appointment, but where the transfer…
https://insolvency-practitioners.org.uk/transfer-of-appointments/
Regulation 18A – Proliferation Financing
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Regulation 18A of MLR17 relates to Proliferation Financing and the requirement on relevant persons – which includes IPs – to identify and…
https://insolvency-practitioners.org.uk/regulation-18a-proliferation-financing/
Beneficial Owners, Officers and Managers
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Regulation 26 of MLR17 deals with the approval of Beneficial Owners, Officers and Managers (BOOMs) of firms or sole practitioners. The requirement…
https://insolvency-practitioners.org.uk/beneficial-owners-officers-and-managers/
IPA AML Annual Report
IPA Insolvency Practitioner newsletter AML Digest, December 2023 The IPA is required to produce an Annual Report on our AML activity which covers the period from 6 April to 5…
https://insolvency-practitioners.org.uk/ipa-aml-annual-report/
AASG/NECC/NCA alerts (member login required to view)
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Alerts issued from the Accountancy AML Supervisors Group (AASG) and the National Economic Crime Centre (NECC)/National Crime Agency (NCA) to our our…
https://insolvency-practitioners.org.uk/members-area/aasg-necc-nca-alerts-member-login-required-to-view/
UK sanctions members of Russian cybercrime gang responsible for attacks on hospitals and critical infrastructure
IPA Insolvency Practitioner newsletter AML Digest, December 2023 On 7 September, the UK Government, in a coordinated effort with the US, sanctioned 11 individuals connected to the Russian cyber criminal…
https://insolvency-practitioners.org.uk/uk-sanctions-members-of-russian-cybercrime-gang-responsible-for-attacks-on-hospitals-and-critical-infrastructure-2/
New SAR Portal launch
IPA Insolvency Practitioner newsletter AML Digest, December 2023 [Please note this article was originally published on 14th September 2023] Please be aware that the new SAR Portal will be made…
https://insolvency-practitioners.org.uk/new-sar-portal-launch-2/
Financial sanctions guidance
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Members will have seen previous articles and information regarding sanctions, especially post the Russian invasion of Ukraine and the increase in sanctioned…
https://insolvency-practitioners.org.uk/financial-sanctions-guidance-2/
OPBAS Supervisory Report 2022/23
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Members will be aware that the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) is the oversight regulator of the AML Supervisory…
https://insolvency-practitioners.org.uk/opbas-supervisory-report-2022-23-2/
Regulatory update for Insolvency Practitioners: Importance of reviewing updates to the OFSI sanctions lists
IPA Insolvency Practitioner newsletter AML Digest, December 2023 Introduction As an Insolvency Practitioner operating in the regulated sector, it is imperative to stay informed about the latest developments in regulatory…
https://insolvency-practitioners.org.uk/regulatory-update-for-insolvency-practitioners-importance-of-reviewing-updates-to-the-ofsi-sanctions-lists-2/