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Restructuring and insolvency of FCA regulated firms

The IPA regulatory team still see frequent instances where the scope of FCA regulation is not fully considered when an IP undertakes their initial planning.

If you haven’t viewed it already, we would recommend that IPs view the FCA’s 22nd September webinar on restructuring and insolvency of FCA regulated firms, on-demand here. This webinar mirrors the FCA’s existing guidance for IPs on how to approach regulated firms.